Terms of Business & Legal Entity
Will you be updating your Terms of Business?
When will I get new Terms of Business?
What other agreements will be update and when?
What is your LEI?
Which legal entity will I transact with?
What is changing
MiFIDII has required updates to many of our client facing documents. Some have been minor tweaks to wording, while others have been more extensive – providing more granular information or a complete rework.
Peel Hunt Approach
The LEI of Peel Hunt LLP - the entity with which clients transact and contract – is 5493007DWN0R4YBM4C84.
Peel Hunt has updated the below important documents for MiFIDII:
- Execution Terms of Business
- Order Execution (& Handling) Policy
- Corporate Terms
These documents have been sent out to all existing clients. If you have not received these or would like to discuss them please contact firstname.lastname@example.org
Peel Hunt has also prepared the following for MiFIDII research clients:
- Research Services Agreement (for all research clients)
- Research Charge Collection Agreement (for Transactional RPA clients)
If you wish to discuss or enquire about access to Peel Hunt research please contact email@example.com
What does this mean for me?
We recognise our clients have a significant amount of work to communicate and review new paperwork. We have rebuilt our client on-boarding systems and databases to make sure they are as efficient as they can be, to take as much pain out of the process for our clients as we can.
Explore our articles on the main topics surrounding MiFID II, for a deeper insight into our approach to the new legislation.