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RESEARCH

Clients can browse and search the Peel Hunt research library and archive.

TRADING

A tool for our clients to submit and manage orders with Peel Hunt. 

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Advisory and broking services to UK mid & small-cap companies

Comprehensive coverage of over 300 companies

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Terms of Business & Legal Entity

Will you be updating your Terms of Business?

When will I get new Terms of Business?

What other agreements will be update and when?

What is your LEI?

Which legal entity will I transact with?

What is changing

MiFIDII has required updates to many of our client facing documents. Some have been minor tweaks to wording, while others have been more extensive – providing more granular information or a complete rework.

Peel Hunt Approach

The LEI of Peel Hunt LLP - the entity with which clients transact and contract – is 5493007DWN0R4YBM4C84.

Peel Hunt has updated the below important documents for MiFIDII:

  • Execution Terms of Business
  • Order Execution (& Handling) Policy
  • Corporate Terms 

These documents have been sent out to all existing clients. If you have not received these or would like to discuss them please contact clientonboarding@peelhunt.com

Peel Hunt has also prepared the following for MiFIDII research clients:

  • Research Services Agreement (for all research clients)
  • Research Charge Collection Agreement (for Transactional RPA clients)

If you wish to discuss or enquire about access to Peel Hunt research please contact rsa@peelhunt.com

What does this mean for me?

We recognise our clients have a significant amount of work to communicate and review new paperwork. We have rebuilt our client on-boarding systems and databases to make sure they are as efficient as they can be, to take as much pain out of the process for our clients as we can.

KEY THEMES

Explore our articles on the main topics surrounding MiFID II, for a deeper insight into our approach to the new legislation.